Texas State Board Report, Volume 109, November 2011 Page: 8
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ACTIONS TAKEN BY THE BOARD
September 22, 2011A. AGREED CONSENT ORDERS
BEHAVIORAL ENFORCEMENT COMMITTEE1. Investigation No.:
Respondent:
Hometown:
Certificate No.:
Rule Violation:
Act Violation:08-07-03L
Thornton Hardie Bowman IV
Corpus Christi, Texas
013461
501.71(c)
901.502(6)Respondent entered into an Agreed Consent Order with the Board
whereby Respondent was reprimanded and ordered to pay
$1,000 in administrative costs within 30 days of the date the
Board ratified the order.
Respondent disclosed in writing that he would receive a
commission with respect to a product he recommended, but
failed to disclose in writing the amount of the commission.2. Investigation No.:
Respondents:
Hometown:
Certificate No.:
Firm License No.:
Rules Violations:
Act Violation:09-07-05L
Tu Dao and Dao CPA, PC
Houston, Texas
083346
C06267
501.81(d), 501.83(a), 501.83(b)
901.502(6)Respondents entered into an Agreed Consent Order with the
Board whereby Respondents were reprimanded and ordered to
pay an administrative penalty of $1,000 and $1792.77 in
administrative costs within 30 days of the date the Board ratified
the order.
Respondents failed to properly display the Respondents' firm
name on the website www.accountinginabox.com. In addition,
Respondent Tu Dao advertised herself as a QuickBooks Pro
Advisor and her company as "Accounting in a Box" on the http://
prosdvisor.intuit.com/referral/proadvisor website.4. Investigation No.:
Respondent:
Hometown:
Certificate No.:
Rule Violations:
Act Violations:10-08-05L
Larry Boren Turner
Whitney, Texas
020156
501.90(9), 501.80
901.502(6), 901.502(11)Respondent entered into an Agreed Consent Order with the Board
whereby Respondent's certificate was revoked in lieu of further
disciplinary proceedings.
Respondent embezzled money from his employer and made
restitution. Respondent practiced public accountancy with a
delinquent, expired license.5. Investigation No.:
Respondent:
Hometown:
Certificate No.:
Rule Violations:
Act Violations:11-03-25L
Stephen H. Norton
Dallas, Texas
050369
501.80, 501.90(2)
901.451, 901.502(6),
901.502(11), 901.502(12)Respondent entered into an Agreed Consent Order with the Board
whereby Respondent was reprimanded and ordered to pay an
administrative penalty of $1,500 and $89.30 in administrative
costs within 60 days of the date the Board ratified the order.
Respondent filed Forms 2848 (Power of Attorney) with the
Internal Revenue Service, wherein he claimed to be a CPA
although the Board had revoked his certificate in 2006.6. Investigation No.:
Respondent:
Hometown:
Certificate No.:
Rule Violations:
Act Violations:11-02-09L
Charles Franklin Pettigrew
Fort Worth, Texas
045877
501.81, 527.4, 501.93
901.453, 901.502(6),
901.502(12)10-04-10L
Gerald Lee Jones and
Gerald L. Jones
Houston, Texas
045640
T08555
501.90(4)
901.502(6), 901.502(10),
901.502(11)Respondents entered into an Agreed Consent Order with the
Board whereby Respondent's certificate and firm license were
revoked in lieu of further disciplinary proceedings.
On March 21, 2010, in the case styled United States of America
v. Gerald L. Jones, filed in the United States District Court in Cause
No. 4:09CR00126-003, a judgment was entered against
Respondent for conspiracy to commit wire fraud, a felony offense.
Respondent was incarcerated for a period of one year and one
day.Respondent entered into an Agreed Consent Order with the Board
whereby Respondent was placed on probated revocation for two
years. The Respondent was also ordered to pay $2,000 in
administrative penalties and $124.01 in administrative costs, as
per the payment schedule in the ACO. Respondent must also
obtain a firm license from the Board within 30 days of the date the
Board ratified this ACO.
Respondent offered accounting services through the firm
"C P Accounting and Consulting, Inc." without a firm license issued
by the Board, and Respondent performed compilation services
without participating in a peer review program. In addition,
Respondent failed to timely respond to Board communications.7. Investigation No.:
Respondent:
Hometown:
Certificate No.:
Rule Violation:
Act Violations:11-07-16L
Don William Vickrey
Austin, Texas
007557
501.90
901.502(6), 901.502(11)THE TEXAS STATE BOARD REPORT
3. Investigation No.:
Respondents:
Hometown:
Certificate No.:
Firm License No.:
Rule Violation:
Act Violations:B
NOVEMBER 20 1 1
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Texas State Board of Public Accountancy. Texas State Board Report, Volume 109, November 2011, periodical, November 2011; Austin, Texas. (https://texashistory.unt.edu/ark:/67531/metapth653923/m1/8/: accessed July 18, 2024), University of North Texas Libraries, The Portal to Texas History, https://texashistory.unt.edu.; crediting UNT Libraries Government Documents Department.